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Welcome to Convergent Retirement Plan Solutions, LLC.
Convergent Retirement Plan Solutions, LLC, is a highly specialized retirement services company staffed with seasoned industry veterans dedicated to creating tailored compliance, education and business development solutions for the retirement services industry. Our solutions produce measurable bottom-line results for our clients through decreased compliance exposure and increased acquisition and retention of retirement plan assets.

Our Mission

To develop and deploy tailored compliance, education and business development solutions for the retirement services industry that are more integrated, efficient and effective than any alternative solution.

Our Clients

  • Brokerage Firms
  • Mutual Fund Companies
  • Insurance Companies
  • Banks
  • Credit Unions

Our Markets

  • Traditional and Roth IRA
  • Small Business Retirement
  • Corporate Defined Contribution


Effective Date of Recharacterization Repeal Clarified

House and Senate Pass Tax Reform Bill; Awaiting President Trumps Signature

DOL Delays Key Investment Fiduciary Requirements to Mid-2019

2018 COLAs Issued

President Signs Bill Providing Access to Retirement Plan Savings for Hurricane Victims

House & Senate Pass Special Retirement Plan Legislation for Hurricane Victims

IRS Posts UPDATED IRA Documents

Relief Granted for More Hurricane Victims of Hurricanes

DOL Guidance for Hurricane Irma Victims

IRS Posts UPDATED IRA Documents

IRS Liberalizes Access to Plan Loans & Hardship Distributions for Hurricane Irma Victims

Retirement Plan Relief for Victims of Hurricane Harvey

DOL Guidance for Hurricane Harvey Victims

DOL Posts FAQs for Participants and Beneficiaries Following Hurricane Harvey

Treasury Announces Steps to Wind Down myRA Program

2018 HSA COLAs Issued

DOL Announces 60-Day Delay to Fiduciary Rule Effective Date

DOL Proposes 60-Day Delay for Fiduciary Rule

2017 Instructions for Forms 1099-R and 5498 Posted

2016 IRA/HSA Contribution Deadline

2017 COLAs Issued

Department of Labor Issues FAQ Concerning Fiduciary (aka "conflict-of-interest") Regulations

IRS Provides Loan/Distribution Flexibility for Victims of Louisiana Storms

DOL Publishes Final Rule on State-Sponsored IRAs

Wavier of 60-Day Rollover Requirement, Effective Immediately

IRA Bankruptcy Exempt Amount Increases

President Obama Outlines Retirement Savings Changes

Alert: Legislative Changes Enacted

QCD Permanency Legislation Pending

DOL Guidance on State Retirement Mandates

myRA® Program Expands by Adding New Funding Methods

Proposed Regulations Published Regarding Treatment of Same-Sex Marriage for Federal Tax Purposes

2016 COLAs Issued

2016 HSA COLAs Issued

Live Webcast: DOL Fiduciary Regulations - April 23, 2015

DOL Issues New Fiduciary Regulations

QCDs Extended for 2014

Transition Rule Announced for IRA Rollovers

2015 COLAs Issued

Long-Awaited IRS Guidance Clarifies Rollover Options for After-Tax Savings

House Passes QCD Permanency Bill

IRS Withdraws Proposed Regulation on 12- Month Rollover Rule

QLAC Final Regulations Impact RMD Calculations

IRS Provides Clarification to New Rollover Rule

Inherited IRAs Not Protected From Bankruptcy

2015 HSA COLAs Issued

SSA Letter Forwarding Program Discontinued

IRS Notice Provides Guidance on Application of Windsor Decision

Guidance Issued to Promote Rollovers to Employer Plans

New Rollover Rule Applies Separately to Roth

IRS Changes Rollover Rule

MyRA Information Posted

Tax Court Ruling Conflicts with 12-Month Rollover Rule

Obama Announces Retirement Initiatives

2014 COLAs Issued

2014 COLAs Likely to Be Released October 30th

DOL's EBSA Follows IRS with Guidance Recognizing Same-Sex Marriages

Same-Sex Marriages Will Be Recognized for Federal Tax Purposes

Plan Investment Disclosure Timing May Be Reset

Supreme Court Case Likely to Effect Employer Sponsored Retirement Plans and IRAs

Proposed Legislation Could Stall Issuance of Fiduciary Regulations

IRA Bankruptcy Exemption Amount Increases

2014 HSA COLAs Issued

Update: IRS Comments on "Carryback" 2012 QCDs

American Taxpayer Relief Act of 2012 Contains Retirement Plan Related Provisions

DOL Issues Retirement Plan Guidance for Hurricane Sandy Victims

IRS Relaxes Loan and Hardship Withdrawal Rules for Hurricane Sandy Victims

Tax Relief for Victims of Hurricane Sandy and Hurricane Isaac

2013 COLAs Issued

IRS Letter Forwarding Program Discontinued

Senate Passed ESA Bill Now With House

IRA Amendments: Ready, Set, Whoa!

Senate Tax Bills Include Extension of ESA Sunset Provisions

IRS to Increase Focus on Retirement Plan Compliance

IRS to Develop Strategy to Target Noncompliance with IRAs

DOL Issues FAQs on Fee Disclosure Rules

Roth Regulations for TSP Issued

2013 HSA COLAs Issued

Financial Advisor Magazine Article Spotlights 2012 Roth Conversion Opportunity

Traditional IRAs May Now Receive Airline Payments Rollovers

Additional Reporting Codes for 2012 Released

IRA-Related Provisions in President’s Budget Proposal

Proposed Lifetime Income Regulations Released

Final Service Provider Fee Disclosure Regulations Issued

IRS Issues 2012 IRA Reporting Forms and Instructions

2011 IRA Contribution Deadline - April 17, 2012

2012 COLAs Issued

DOL to Re-propose Fiduciary Rule

DOL Issues Interim Electronic Disclosure Policy

Tax Relief for Victims of Hurricane Irene (And Other Disaster Situations)

DOL's EBSA Issues Final Rule to Extend Applicability Date for Fee Disclosure

Automatic-Enrollment IRAs - Coming to a Business Near You?

DOL’s EBSA to Extend Applicability Dates for Fee Disclosure Rules

2012 HSA COLAs Issued

Update: IRS Comments on "Carryback" 2010 QCDs

Tax Compromise and Year-End Roth Conversion Implications

2010 IRA Contribution Deadline - April 18, 2011

IRS Releases Notice 2010-84 – “In-Plan” Roth Conversion Guidance



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For more information or a complimentary demo,
please contact Loni Porta at
or 218-824-4900.

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